An independent AML audit is now required by law firm regulators. Legal Eye’s Regulation 21 AML audit service fulfils this requirement. The audit report is a vital piece of documentation to show regulators and summarises an evaluation of your AML policies, controls and procedures and set out recommendations regarding the adequacy and effectiveness of the practice’s anti-money laundering and counter-terrorist financing policies, controls, and procedures (PCPs).
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Legal Eye’s Risk Management Framework is a suite of template documents written to assist firms to comply with their obligations under the SRA Standards and Regulations, Lexcel v6.1 and CQS accreditations as well as relevant legislative requirements, such as anti-money laundering, anti-bribery and data protection regulations.
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Allow our experts to assist you in responding to complaints. We’ll advise on how to respond in order to resolve any issues in the best interests of all parties
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