File reviews are a critical part of any firms’ compliance regime. Thorough and regular peer review of a random selection of files demonstrate that a firm’s processes and procedures are working. Employing Legal Eye to carry out independent file reviews introduces an extra layer of objectivity and neutrality to the process and frees up time for your staff.Read more
An independent AML audit is now required by law firm regulators. Legal Eye’s AML audit service fulfils this requirement. The audit report is a vital piece of documentation to show regulators and summarises an evaluation of your AML policies, controls and procedures and set out recommendations regarding the adequacy and effectiveness of the practice’s anti-money laundering and counter-terrorist financing policies, controls, and procedures (PCPs).Read more
Legal Eye’s Risk Management Framework is a suite of template documents written to assist firms to comply with their obligations under the SRA Standards and Regulations, Lexcel v6.1 and CQS accreditations as well as relevant legislative requirements, such as anti-money laundering, anti-bribery and data protection regulations.Read more
An independent AML audit examines and evaluates the anti-money laundering and counter-terrorist financing procedures of a regulated business. The purpose […]
Our range of services helps law firms, COLPs and COFAs to protect their business from unnecessary risk and to comply with all relevant regulations.
Whether you need a hand with file reviews, are considering applying for a quality standard or accreditation or are looking for day to day support for your team you’ll find Legal Eye ready to help.
The Legal Eye Academy offers a cost effective and efficient means of ensuring that all of your staff undertake – and maintain – robust and thorough training on key compliance issues.
As an online platform staff can access the training at a time and in a place to suit them whilst firms can record and monitor training records through a central administrative function.
‘When helping us deal effectively with how we handle any potential client service issues, we […]
- James Thornton, 3PB Barristers
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